Tangwatthanadilokkul, Sirakan 林偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China PA Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2021-09-10 | 2021-11-04 | Rep | Asset management | 2021-09-10 | 2021-11-04 | RO | Advising on securities | 2021-11-04 | RO | Asset management | 2021-11-04 |
| 2 | China PA Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2022-05-23 | |
| 3 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2018-04-12 | 2018-11-22 | RO | Asset management | 2018-11-22 | 2021-08-13 | Rep | Advising on securities | 2018-12-19 | 2019-03-29 | RO | Advising on securities | 2019-03-29 | 2021-08-13 |
| 4 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-04-12 | 2018-12-19 | Rep | Dealing in securities | 2018-04-17 | 2021-08-13 |
| 5 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-01-28 | 2016-05-13 | Rep | Asset management | 2015-01-28 | 2016-05-13 | Rep | Dealing in securities | 2015-07-13 | 2016-05-13 |
| 6 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2011-11-02 | 2013-09-26 |
| 7 | SPDB International Investment Management Limited | Rep | Advising on securities | 2016-05-19 | 2018-03-29 | Rep | Asset management | 2016-05-19 | 2018-03-29 |
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