Liao, Wei (SFC:AYJ548) 廖薇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | Advising on futures contracts | 2011-11-07 | 2013-09-30 | Rep | Advising on securities | 2011-11-07 | 2013-09-30 | Rep | Asset management | 2011-11-07 | 2013-09-30 | Rep | Advising on futures contracts | 2016-11-03 | 2017-08-31 | Rep | Advising on securities | 2016-11-03 | 2017-08-31 | Rep | Asset management | 2016-11-03 | 2017-08-31 |
| 2 | City Financial Investment Company (Hong Kong) Limited | Rep | Asset management | 2013-12-04 | 2016-10-31 |
| 3 | Deltroit (Hong Kong) Limited | Rep | Asset management | 2021-05-25 | 2022-06-13 | RO | Asset management | 2022-06-13 | RO | Advising on securities | 2023-04-27 | RO | Dealing in securities | 2023-04-27 |
| 4 | GROW Asset Management (HK) Limited | Rep | Asset management | 2019-03-01 | 2020-12-31 |
| 5 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2017-12-04 | 2019-02-28 |
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