Cheng, Man Kwong (SFC:AXL920) 鄭文光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TIAN YUAN FINANCE LIMITED | RO | Dealing in securities | 2021-05-07 | 2021-12-23 | RO | Advising on securities | 2021-05-07 | 2021-12-31 | RO | Asset management | 2021-05-07 | 2021-12-31 |
| 2 | Suntek Financial Investment Company Limited | RO | Advising on securities | 2019-01-16 | 2021-04-06 | RO | Dealing in securities | 2019-01-16 | 2021-04-06 | RO | Asset management | 2019-05-17 | 2021-04-06 |
| 3 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2017-03-01 | 2017-03-31 | Rep | Advising on securities | 2017-03-01 | 2017-06-27 | RO | Dealing in securities | 2017-03-31 | 2017-06-27 |
| 4 | EBANG SECURITIES INTERNATIONAL (HK) LIMITED | RO | Dealing in securities | 2022-05-31 | 2023-05-31 |
| 5 | Ebang Digital Asset Management Limited | RO | Advising on securities | 2023-06-01 | RO | Asset management | 2023-06-01 |
| 6 | EBANG CAPITAL (HK) LIMITED | RO | Advising on securities | 2022-06-02 | 2023-05-31 | RO | Asset management | 2022-06-02 | 2023-05-31 |
| 7 | Core Securities Company Limited (The) | RO | Dealing in securities | 2017-07-17 | 2018-07-28 | Rep | Advising on securities | 2017-11-07 | 2018-07-28 | Rep | Asset management | 2017-11-07 | 2018-07-28 |
| 8 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2011-11-07 | 2016-12-01 | Rep | Advising on securities | 2016-05-04 | 2016-12-01 |
| 9 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-07-28 | 2016-12-01 |
| 10 | ARISTO SECURITIES LIMITED | RO | Dealing in securities | 2016-12-02 | 2017-02-16 |
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