Budhrani, Sanjay
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2011-11-07 | 2013-11-01 | Rep | Dealing in futures contracts | 2011-11-07 | 2014-04-29 | Rep | Dealing in securities | 2011-11-07 | 2014-04-29 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-05-24 | 2014-04-29 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2014-07-25 | Rep | Advising on securities | 2014-07-25 | Rep | Dealing in securities | 2014-07-25 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2014-07-25 | Rep | Dealing in futures contracts | 2014-07-25 | Rep | Dealing in securities | 2014-07-25 |
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