Lam, Yee Kit 林以傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNI Securities Group Limited | Rep | Dealing in futures contracts | 2011-11-08 | 2012-03-16 | Rep | Dealing in securities | 2011-11-08 | 2012-03-16 |
| 2 | HGNH International Securities Co., Limited | Rep | Advising on securities | 2017-07-27 | 2021-05-29 |
| 3 | PAOCHU INVESTMENT ADVISORY LIMITED | Rep | Advising on securities | 2014-12-09 | 2015-04-14 | Rep | Asset management | 2014-12-09 | 2015-04-14 |
| 4 | PC SECURITIES LIMITED | Rep | Dealing in securities | 2015-05-18 | 2015-07-24 | Rep | Dealing in securities | 2015-08-03 | 2017-03-13 |
| 5 | Regan International Asset Management Limited | Rep | Advising on securities | 2021-09-07 | 2022-09-22 | Rep | Asset management | 2021-09-29 | 2022-09-22 |
| 6 | ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED | Rep | Advising on futures contracts | 2023-07-07 | Rep | Advising on securities | 2023-07-07 | Rep | Dealing in securities | 2023-07-07 | Rep | Asset management | 2023-07-28 |
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