Dale, Ashley Robert William (SFC:AYC476)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2016-07-20 | 2016-11-07 | Rep | Asset management | 2016-07-20 | 2016-11-07 | Rep | Dealing in securities | 2016-07-20 | 2016-11-07 | RO | Advising on securities | 2016-11-07 | 2020-06-30 | RO | Asset management | 2016-11-07 | 2020-06-30 | RO | Dealing in securities | 2016-11-07 | 2020-06-30 |
| 2 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Asset management | 2013-06-13 | 2016-06-30 | RO | Advising on securities | 2013-06-13 | 2016-06-30 | RO | Dealing in securities | 2013-06-13 | 2016-06-30 |
| 3 | Mirae Asset Securities (HK) Limited | RO | Dealing in securities | 2011-11-08 | 2013-06-13 | RO | Advising on securities | 2012-06-01 | 2013-06-13 |
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