Chu, Sheung Lun 朱上倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-19 | 2016-09-07 | Rep | Dealing in futures contracts | 2012-05-29 | 2016-09-07 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-09-20 | 2018-10-05 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-09-20 | 2018-10-05 |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-15 | |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-15 | 2024-04-18 | RO | Dealing in securities | 2024-04-18 |
| 6 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2011-11-09 | 2012-03-30 |
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