Wu, Tzu Kuan 吳姿觀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EASE INVESTMENT LIMITED | RO | Advising on securities | 2022-10-17 | RO | Asset management | 2022-10-17 |
| 2 | GOLDLINK ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2017-03-13 | 2019-06-03 | RO | Asset management | 2017-03-13 | 2019-06-03 |
| 3 | Open Asset Management Limited | Rep | Advising on securities | 2012-02-20 | 2015-08-13 | Rep | Asset management | 2013-03-25 | 2015-08-13 | RO | Advising on securities | 2015-08-13 | 2017-01-31 | RO | Asset management | 2015-08-13 | 2017-01-31 |
| 4 | Open Securities Limited | Rep | Dealing in securities | 2011-11-09 | 2017-01-31 | Rep | Advising on securities | 2012-02-20 | 2015-08-13 | RO | Advising on securities | 2015-08-13 | 2017-01-31 | Rep | Dealing in futures contracts | 2016-02-22 | 2017-01-31 |
| 5 | TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2019-08-01 | 2019-08-30 | Rep | Asset management | 2019-08-01 | 2019-08-30 | RO | Advising on securities | 2019-08-30 | 2020-11-30 | RO | Asset management | 2019-08-30 | 2020-11-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy