Lu, Wenjie (SFC:AYK619) 陸文杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-04-17 | 2013-04-10 | Rep | Advising on securities | 2012-07-04 | 2013-04-10 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2011-11-15 | 2013-04-10 | Rep | Dealing in securities | 2012-08-01 | 2013-04-10 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2013-08-08 | 2016-12-31 |
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