Sum, Alfred Sze Ching 沈時政
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anatole Investment Management Limited | Rep | Asset management | 2017-05-12 | 2020-06-01 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-11-15 | 2013-10-12 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-02-09 | 2013-10-12 |
| 4 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2015-05-11 | 2017-05-02 | Rep | Dealing in securities | 2015-05-11 | 2017-05-02 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-11-15 | 2013-10-12 |
| 6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2013-10-31 | 2015-05-08 |
| 7 | Hel Ved Capital Management Limited | Rep | Asset management | 2020-07-02 |
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