Ng, Po Ling (SFC:AYI107) 吳寶玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Global Markets Limited | Rep | Dealing in securities | 2021-09-01 | 2022-06-30 |
| 2 | CMB International Securities Limited | Rep | Advising on securities | 2020-05-04 | 2022-06-30 | Rep | Dealing in securities | 2020-05-04 | 2022-06-30 |
| 3 | ICBC Asset Management (Global) Company Limited | Rep | Advising on futures contracts | 2011-11-18 | 2013-06-03 | Rep | Advising on securities | 2011-11-18 | 2013-06-03 | Rep | Asset management | 2011-11-18 | 2013-06-03 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2022-08-29 | |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2022-08-29 | Rep | Dealing in futures contracts | 2022-09-08 |
| 6 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2018-08-13 | 2020-02-28 |
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