Buckworth, Piers Edward Grainger

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Rep Advising on securities 2011-10-10 2011-12-05
Rep Dealing in securities 2011-10-10 2011-12-05
2 Knight Capital Asia Limited Rep Advising on securities 2010-10-26 2011-08-04
Rep Dealing in securities 2010-10-26 2011-08-04
3 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED Rep Advising on securities 2012-02-28 2012-08-15
Rep Dealing in securities 2012-02-28 2012-08-15
4 MF Securities Hong Kong Limited Rep Advising on securities 2010-03-04 2010-04-04
Rep Advising on securities 2010-04-21 2010-05-21
Rep Advising on securities 2010-05-28 2010-07-12
Rep Dealing in securities 2010-05-28 2010-07-12

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