Sun, Yung-Lun 孫雍倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2013-07-11 | 2021-09-28 | Rep | Dealing in securities | 2013-07-11 | 2021-09-28 |
2 | CITIC Securities International Global Markets Limited | Rep | Advising on securities | 2021-10-18 | Rep | Dealing in securities | 2021-10-18 |
3 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-11-22 | 2013-01-07 |
4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-10-16 | 2013-06-12 |
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