Li, Kai Yun 李佳潤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-08-26 | 2024-04-15 |
| 2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2021-08-26 | 2024-04-15 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-06-06 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-05-10 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-06-06 | 2021-05-10 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-11-22 | 2017-06-01 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-11-22 | 2017-06-01 | Rep | Dealing in securities | 2011-11-22 | 2017-06-01 |
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