Lam, Chi Lam 林智霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2011-11-24 | 2013-03-16 | Rep | Dealing in securities | 2011-11-24 | 2013-03-16 |
| 2 | Grand China Securities Limited | RO | Dealing in securities | 2018-06-29 | 2020-05-29 |
| 3 | KCG FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2022-02-15 | 2022-04-13 | RO | Advising on securities | 2022-04-13 | RO | Asset management | 2022-04-13 |
| 4 | KCG SECURITIES ASIA LIMITED | Rep | Advising on securities | 2022-02-15 | 2022-04-13 | Rep | Dealing in securities | 2022-02-15 | 2022-04-13 | RO | Advising on securities | 2022-04-13 | RO | Asset management | 2022-04-13 | RO | Dealing in securities | 2022-04-13 |
| 5 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2013-05-30 | 2016-04-18 | Rep | Dealing in securities | 2013-05-30 | 2016-04-18 | RO | Advising on securities | 2016-04-18 | 2017-09-19 | RO | Dealing in securities | 2016-04-18 | 2017-09-19 |
| 6 | Ninth Eternity Securities Asia Limited | RO | Advising on securities | 2020-10-16 | 2021-12-16 | RO | Dealing in securities | 2020-10-16 | 2021-12-16 |
| 7 | Wealthy Global Financial Asset Management Limited | Rep | Asset management | 2017-10-17 | 2018-04-30 | RO | Advising on securities | 2017-10-17 | 2018-04-30 |
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