Lam, Chi Lam 林智霖

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CENTALINE WEALTH MANAGEMENT LIMITED Rep Advising on securities 2011-11-24 2013-03-16
2 CENTALINE WEALTH MANAGEMENT LIMITED Rep Dealing in securities 2011-11-24 2013-03-16
3 MIDLAND WEALTH MANAGEMENT LIMITED Rep Advising on securities 2013-05-30 2016-04-18
4 MIDLAND WEALTH MANAGEMENT LIMITED Rep Dealing in securities 2013-05-30 2016-04-18
5 MIDLAND WEALTH MANAGEMENT LIMITED RO Advising on securities 2016-04-18 2017-09-19
6 MIDLAND WEALTH MANAGEMENT LIMITED RO Dealing in securities 2016-04-18 2017-09-19
7 Wealthy Global Financial Asset Management Limited RO Advising on securities 2017-10-17 2018-04-30
8 Wealthy Global Financial Asset Management Limited Rep Asset management 2017-10-17 2018-04-30
9 Grand China Securities Limited RO Dealing in securities 2018-06-29 2020-05-29
10 Ninth Eternity Securities Asia Limited RO Advising on securities 2020-10-16 2021-12-16
11 Ninth Eternity Securities Asia Limited RO Dealing in securities 2020-10-16 2021-12-16
12 KCG FUND MANAGEMENT LIMITED Rep Advising on securities 2022-02-15 2022-04-13
13 KCG SECURITIES ASIA LIMITED Rep Advising on securities 2022-02-15 2022-04-13
14 KCG SECURITIES ASIA LIMITED Rep Dealing in securities 2022-02-15 2022-04-13
15 KCG FUND MANAGEMENT LIMITED RO Advising on securities 2022-04-13
16 KCG FUND MANAGEMENT LIMITED RO Asset management 2022-04-13
17 KCG SECURITIES ASIA LIMITED RO Advising on securities 2022-04-13
18 KCG SECURITIES ASIA LIMITED RO Asset management 2022-04-13
19 KCG SECURITIES ASIA LIMITED RO Dealing in securities 2022-04-13

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