Man, Yim King 文艷琼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2012-07-03 | 2013-08-30 | Rep | Dealing in securities | 2012-07-03 | 2013-08-30 |
| 2 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2013-09-24 | 2014-11-15 | Rep | Advising on securities | 2013-09-24 | 2014-11-15 | Rep | Dealing in securities | 2013-09-24 | 2014-11-15 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2011-11-24 | 2012-06-30 | Rep | Dealing in securities | 2011-11-24 | 2012-06-30 |
| 4 | RED CAPITAL GROUP LIMITED | Rep | Advising on corporate finance | 2014-11-24 | 2016-05-20 | Rep | Advising on securities | 2014-11-24 | 2016-05-20 |
| 5 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-08-11 | 2017-01-31 | Rep | Advising on securities | 2016-08-11 | 2017-01-31 | Rep | Dealing in securities | 2016-08-11 | 2017-01-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy