Heo, Seongmoo 許聖茂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2012-06-25 | 2015-03-30 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2015-06-04 | 2017-08-03 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-06-25 | 2013-08-31 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-06-03 | 2015-03-30 |
| 5 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2015-06-04 | 2017-08-03 |
| 6 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-11-28 | 2011-12-07 |
| 7 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-11-28 | 2011-12-07 |
| 8 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2012-06-25 | 2015-03-30 |
| 9 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2015-06-04 | 2017-08-03 |
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