Yuan, Zijia 袁子甲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Caitong International Asset Management Co., Limited | Rep | Asset management | 2014-10-08 | 2015-04-13 |
| 2 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2011-11-28 | 2014-09-24 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2015-06-18 | 2015-12-17 | Rep | Advising on securities | 2015-06-18 | 2015-12-17 | Rep | Asset management | 2015-06-18 | 2015-12-17 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2015-06-18 | 2015-12-17 | Rep | Advising on securities | 2015-06-18 | 2015-12-17 | Rep | Asset management | 2015-06-18 | 2015-12-17 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2015-06-18 | 2015-12-17 | Rep | Asset management | 2015-06-18 | 2015-12-17 |
| 6 | Pinnacle Investment Management Limited | RO | Asset management | 2020-12-14 | |
| 7 | Tongfang Securities Limited | Rep | Asset management | 2016-03-10 | 2020-12-11 |
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