Pakenham, Marcus Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2011-11-28 | 2011-12-12 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-11-28 | 2011-12-12 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-05-25 | 2012-06-08 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2012-05-25 | 2012-06-08 |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2012-05-25 | 2012-06-08 |
| 6 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-05-25 | 2012-06-08 |
| 7 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2015-09-04 | 2015-09-11 |
| 8 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-09-04 | 2015-09-11 |
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