Yu, Wing Ka 余穎嘉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2019-09-03 | 2019-10-17 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2019-09-03 | 2019-10-17 | Rep | Dealing in securities | 2019-09-03 | 2019-10-17 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2011-11-28 | 2013-01-01 | Rep | Dealing in securities | 2011-11-28 | 2013-01-01 | Rep | Dealing in securities | 2014-10-29 | 2019-01-08 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-11-28 | 2013-01-01 | Rep | Dealing in securities | 2011-11-28 | 2013-01-01 | Rep | Automated trading services | 2014-10-29 | 2019-01-08 | Rep | Dealing in futures contracts | 2014-10-29 | 2019-01-08 | Rep | Dealing in securities | 2014-10-29 | 2019-01-08 |
| 5 | PDT Partners (HK) Limited | Rep | Asset management | 2013-01-03 | 2014-07-31 |
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