Lau, Chung Wai (SFC:AYN599) 劉仲威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2011-11-28 | 2012-01-18 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-02-25 | 2013-03-12 |
| 3 | HALCYON SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-13 | 2015-04-27 |
| 4 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2015-04-29 | 2016-01-11 |
| 5 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2016-01-27 | 2016-06-18 |
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