Li, Cheuk Fai 李卓輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AP Capital Limited | RO | Advising on securities | 2022-05-05 | 2023-02-08 | RO | Asset management | 2022-05-05 | 2023-02-08 |
| 2 | Draco Investment Management Limited | RO | Advising on securities | 2021-05-10 | 2021-08-26 | RO | Asset management | 2021-05-10 | 2021-08-26 | RO | Dealing in securities | 2021-05-10 | 2021-08-26 |
| 3 | Hentech Global Management Company Limited | RO | Asset management | 2018-12-06 | 2019-11-01 |
| 4 | Nobo Capital Management (Hong Kong) Limited | RO | Advising on securities | 2017-02-28 | 2018-11-30 | RO | Asset management | 2017-02-28 | 2018-11-30 |
| 5 | Soteria Asset Management Limited | Rep | Asset management | 2011-11-30 | 2017-01-09 |
| 6 | Wells Global Asset Management Limited | Rep | Advising on securities | 2023-03-21 | 2023-04-19 | Rep | Asset management | 2023-03-21 | 2023-04-19 | RO | Advising on securities | 2023-04-19 | RO | Asset management | 2023-04-19 | RO | Dealing in securities | 2023-04-19 |
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