Ng, Kelvin Pak Tao 吳柏濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2011-12-01 | 2012-05-14 | Rep | Dealing in securities | 2011-12-01 | 2012-05-14 |
| 2 | Mason Futures Limited (HK) | Rep | Advising on futures contracts | 2021-08-30 | 2021-09-08 | Rep | Dealing in futures contracts | 2021-08-30 | 2021-09-08 |
| 3 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Dealing in securities | 2021-01-29 | 2021-06-21 | Rep | Advising on securities | 2021-01-29 | 2021-09-08 | RO | Dealing in securities | 2021-06-21 | 2021-09-08 | Rep | Asset management | 2021-08-30 | 2021-09-08 |
| 4 | Mason Securities Limited | Rep | Dealing in securities | 2021-01-29 | 2021-06-21 | Rep | Advising on securities | 2021-01-29 | 2021-09-08 | RO | Dealing in securities | 2021-06-21 | 2021-09-08 | Rep | Asset management | 2021-08-30 | 2021-09-08 |
| 5 | OSL Digital Securities Limited | Rep | Automated trading services | 2022-06-02 | 2022-06-30 | Rep | Dealing in securities | 2022-06-02 | 2022-06-30 |
| 6 | Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2016-02-25 | 2017-08-06 | Rep | Dealing in securities | 2016-02-25 | 2017-08-06 |
| 7 | SPDB International Capital Limited | Rep | Dealing in securities | 2017-09-11 | 2020-03-24 |
| 8 | SPDB International Securities Limited | Rep | Dealing in securities | 2020-03-24 | 2020-03-24 |
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