Chen, Qiming (SFC:AYN332) 陳啟明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-04-26 | 2019-11-15 | Rep | Asset management | 2016-04-26 | 2019-11-15 | Rep | Dealing in securities | 2016-04-26 | 2019-11-15 |
| 2 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-05-21 | 2013-07-02 |
| 3 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Asset management | 2011-12-01 | 2012-05-21 | Rep | Advising on securities | 2011-12-01 | 2013-07-02 | Rep | Dealing in securities | 2011-12-01 | 2013-07-02 |
| 4 | HGNH International Asset Management Co., Limited | Rep | Asset management | 2013-09-13 | 2015-08-07 |
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