Lui, Ho Kit 雷浩傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA DEMETER SECURITIES LIMITED | Rep | Dealing in securities | 2014-01-20 | 2014-05-07 |
| 2 | Dingxin (Securities) Limited | Rep | Dealing in securities | 2020-07-08 | 2020-09-30 | Rep | Advising on securities | 2020-08-03 | 2021-01-15 | RO | Dealing in securities | 2020-09-30 | 2021-01-15 |
| 3 | Futu Securities International (HONG KONG) Limited | Rep | Dealing in securities | 2014-05-12 | 2017-01-10 | Rep | Asset management | 2016-08-17 | 2017-01-10 | Rep | Dealing in futures contracts | 2016-08-17 | 2017-01-10 |
| 4 | ORIENS ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-01-29 | 2022-11-13 | RO | Asset management | 2021-01-29 | 2022-11-13 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-12-01 | 2011-12-17 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-12-01 | 2011-12-17 |
| 7 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2019-06-04 | 2020-01-31 |
| 8 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2019-06-04 | 2020-01-31 |
| 9 | SUNFUND FUND MANAGEMENT LIMITED | Rep | Asset management | 2022-12-01 | 2023-02-01 | RO | Asset management | 2023-02-01 |
| 10 | SUNFUND SECURITIES LIMITED | Rep | Advising on securities | 2022-12-01 | 2023-02-01 | RO | Advising on securities | 2023-02-01 | RO | Dealing in securities | 2023-04-25 |
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