Kwok, Simon Shun Hei 郭信熙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-01-22 | 2022-06-01 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2011-12-02 | 2015-11-18 | Rep | Dealing in securities | 2017-06-15 | 2022-06-01 |
| 3 | Delta Asia Wealth Management Limited | Rep | Advising on securities | 2015-11-18 | 2022-06-01 | Rep | Asset management | 2015-11-18 | 2022-06-01 |
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