Wang, Feng (SFC:AYO606) 王峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-03-18 | 2018-09-05 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-02-20 | 2015-07-30 | RO | Dealing in futures contracts | 2015-07-30 | 2018-09-05 |
3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2011-12-05 | 2017-02-06 | Rep | Advising on securities | 2012-08-15 | 2018-09-05 | RO | Leveraged foreign exchange trading | 2012-10-25 | 2016-05-23 | RO | Dealing in securities | 2017-02-06 | 2018-09-05 |
4 | CITIC CFI Securities Company Limited | RO | Advising on securities | 2022-04-29 | RO | Dealing in securities | 2022-04-29 |
5 | CITIC Futures International Company Limited | RO | Dealing in futures contracts | 2018-12-27 | RO | Advising on futures contracts | 2019-08-23 |
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