Ho, Stenning Siu Ting 何少鼎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Austen Capital Management Limited | Rep | Advising on securities | 2012-07-23 | 2012-08-06 | Rep | Asset management | 2012-07-23 | 2012-08-06 |
2 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2011-12-05 | 2012-05-01 |
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