Lim, Ah Lay 林亞烈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JS SECURITIES LIMITED (HK) | Rep | Advising on securities | 2017-09-29 | 2017-11-30 | Rep | Dealing in securities | 2017-09-29 | 2017-11-30 |
| 2 | Minerva Asset Global Investment Capital Limited | RO | Asset management | 2018-08-07 | 2022-11-01 |
| 3 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2018-08-07 | 2022-11-01 |
| 4 | NFH Asset Management Limited | RO | Asset management | 2023-03-06 | |
| 5 | NFH Securities and Futures Limited | Rep | Dealing in securities | 2023-03-06 | |
| 6 | RHB ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2011-12-06 | 2017-04-30 | RO | Asset management | 2011-12-06 | 2017-04-30 | RO | Dealing in securities | 2011-12-06 | 2017-04-30 |
| 7 | RHB FUTURES HONG KONG LIMITED | RO | Dealing in futures contracts | 2011-12-06 | 2017-04-30 |
| 8 | RHB SECURITIES HONG KONG LIMITED | RO | Advising on securities | 2011-12-06 | 2017-04-30 | RO | Dealing in securities | 2011-12-06 | 2017-04-30 |
| 9 | ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-09-29 | 2017-11-30 |
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