Lok, Ka Fai (SFC:AYL132) 駱嘉暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2011-12-13 | 2013-01-05 |
| 2 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-05-15 | 2014-10-23 |
| 3 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-05-15 | 2017-12-12 |
| 4 | ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2014-10-23 | 2018-02-08 |
| 5 | ORIENT SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2017-12-12 | 2018-02-08 |
| 6 | Shang International Finance Limited | Rep | Advising on corporate finance | 2018-03-12 | 2018-04-03 |
| 7 | Shang International Finance Limited | Rep | Dealing in securities | 2018-03-12 | 2018-04-03 |
| 8 | ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-04-25 | 2018-09-19 |
| 9 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-04-25 | 2018-09-19 |
| 10 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2018-10-10 | 2018-12-13 |
| 11 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-10-10 | 2020-04-16 |
| 12 | FORTUNE (HK) SECURITIES LIMITED | RO | Dealing in securities | 2018-12-13 | 2021-01-13 |
| 13 | FORTUNE FINANCIAL CAPITAL LIMITED | RO | Advising on corporate finance | 2020-04-16 | 2021-01-13 |
| 14 | GOLDLINK CAPITAL (CORPORATE FINANCE) LIMITED | RO | Advising on corporate finance | 2021-06-24 | |
| 15 | GOLDLINK SECURITIES LIMITED | RO | Dealing in securities | 2021-06-24 |
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