Kim, Joseph (SFC:AYR243)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-12-13 | 2014-01-14 | Rep | Asset management | 2011-12-13 | 2014-01-14 | Rep | Dealing in securities | 2011-12-13 | 2014-01-14 |
| 2 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on securities | 2012-10-12 | 2014-01-14 | Rep | Asset management | 2012-10-12 | 2014-01-14 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2011-12-13 | 2014-01-14 | Rep | Asset management | 2011-12-13 | 2014-01-14 | Rep | Dealing in securities | 2011-12-13 | 2014-01-14 |
| 4 | SAIL ADVISORS LIMITED | Rep | Advising on securities | 2014-02-19 | 2014-12-10 | Rep | Asset management | 2014-02-19 | 2014-12-10 |
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