Wong, Ho Chau 王昊舟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2018-07-20 | 2021-10-29 | Rep | Dealing in securities | 2018-07-20 | 2021-10-29 | Rep | Advising on corporate finance | 2018-08-06 | 2021-10-29 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2017-06-13 | 2018-07-03 | Rep | Dealing in securities | 2017-06-13 | 2018-07-03 |
| 3 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2014-04-14 | 2015-06-05 | Rep | Dealing in securities | 2014-04-14 | 2015-06-05 |
| 4 | ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2011-12-15 | 2014-03-01 |
| 5 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-06-18 | 2014-03-01 |
| 6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-06-18 | 2014-03-01 |
| 7 | VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | Rep | Advising on securities | 2022-01-18 | 2022-03-22 | Rep | Dealing in securities | 2022-01-18 | 2022-03-22 | RO | Advising on securities | 2022-03-22 | RO | Dealing in securities | 2022-03-22 |
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