He, Yao (SFC:AYR359) 何堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-12-16 | 2016-10-01 | Rep | Dealing in securities | 2011-12-16 | 2016-10-01 |
| 2 | AMTD Wealth Management Solutions Group Limited | Rep | Advising on securities | 2023-05-25 | Rep | Dealing in securities | 2023-05-25 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2016-11-08 | 2017-11-07 |
| 4 | orientiert XYZ Securities Limited | Rep | Advising on corporate finance | 2017-12-13 | 2018-02-14 | Rep | Advising on securities | 2017-12-13 | 2018-02-14 | Rep | Dealing in securities | 2017-12-13 | 2018-02-14 | RO | Advising on corporate finance | 2018-02-14 | 2018-08-15 | RO | Advising on securities | 2018-02-14 | 2018-08-15 | RO | Dealing in securities | 2018-02-14 | 2018-08-15 | Rep | Advising on corporate finance | 2018-08-15 | 2023-03-31 | Rep | Advising on securities | 2018-08-15 | 2023-03-31 | Rep | Dealing in securities | 2018-08-15 | 2023-03-31 |
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