Moreira, Nicholas Hubert
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-12-16 | 2012-12-13 | Rep | Dealing in securities | 2011-12-16 | 2012-12-13 | Rep | Advising on securities | 2011-12-16 | 2019-12-03 | Rep | Advising on futures contracts | 2011-12-16 | 2020-01-29 | RO | Dealing in futures contracts | 2012-12-13 | 2013-06-18 | RO | Dealing in securities | 2012-12-13 | 2021-01-05 | Rep | Dealing in futures contracts | 2013-06-18 | 2021-01-05 | Rep | Dealing in securities | 2023-06-14 | 2023-08-21 | RO | Dealing in securities | 2023-08-21 |
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