Kwong, Hiu Fung Sunny 鄺曉楓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-12-19 | 2012-07-30 | Rep | Dealing in securities | 2011-12-19 | 2012-07-30 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-01-03 | 2015-06-18 | Rep | Dealing in securities | 2016-12-02 | 2017-08-01 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-01-03 | 2015-06-18 | Rep | Dealing in futures contracts | 2016-06-29 | 2017-08-01 |
| 4 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-06-26 | 2016-02-15 |
| 5 | CLSA LIMITED | Rep | Dealing in securities | 2015-06-26 | 2017-08-01 |
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