Chiu, Ka Leung (SFC:AYK457) 趙家樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACU ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-03-23 | 2022-10-11 | RO | Asset management | 2022-10-11 |
| 2 | ACU SECURITIES LIMITED | Rep | Advising on securities | 2021-03-23 | 2021-04-19 | RO | Advising on securities | 2021-04-19 | RO | Dealing in securities | 2021-04-19 |
| 3 | Cityline Securities Limited | RO | Dealing in securities | 2018-10-31 | 2020-01-10 |
| 4 | MAGIC COMPASS SECURITIES LIMITED | RO | Dealing in securities | 2011-12-19 | 2016-02-01 | RO | Dealing in securities | 2016-12-19 | 2017-12-18 |
| 5 | Major Asset Management Limited | RO | Dealing in securities | 2020-07-20 | 2021-01-27 | RO | Advising on securities | 2020-07-20 | 2021-03-21 | RO | Asset management | 2020-07-20 | 2021-03-21 |
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