Han, Zhiming 韓志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM MPF & Financial Services Company Limited | Rep | Advising on securities | 2014-07-08 | 2016-10-12 | Rep | Dealing in securities | 2014-07-08 | 2016-10-12 |
| 2 | Fangyuan Capital (Hong Kong) Limited | Rep | Advising on securities | 2018-10-04 | 2019-02-22 | Rep | Asset management | 2018-10-04 | 2019-02-22 |
| 3 | HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Dealing in securities | 2022-07-05 | 2024-05-07 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-12-19 | 2012-09-01 |
| 5 | Prudence Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2017-08-28 | 2018-10-01 | Rep | Asset management | 2017-08-28 | 2018-10-01 | Rep | Dealing in securities | 2017-08-28 | 2018-10-01 |
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