Cheng, Terence Tak Him 鄭德謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-11-28 | 2019-06-05 | Rep | Advising on securities | 2017-11-28 | 2019-06-05 | Rep | Dealing in securities | 2017-11-28 | 2019-06-05 | Rep | Advising on corporate finance | 2022-05-12 | 2022-11-08 | Rep | Dealing in securities | 2022-05-12 | 2022-11-08 | RO | Advising on corporate finance | 2022-11-08 | RO | Dealing in securities | 2022-11-08 |
| 2 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2011-12-19 | 2017-11-19 | Rep | Advising on securities | 2011-12-19 | 2017-11-19 | Rep | Dealing in securities | 2011-12-19 | 2017-11-19 |
| 3 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-06-12 | 2019-09-17 | RO | Dealing in securities | 2019-09-17 | 2022-04-19 |
| 4 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2019-06-12 | 2019-09-17 | RO | Advising on corporate finance | 2019-09-17 | 2022-04-19 |
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