Chen, Ning (SFC:AYF260) 陳宁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Essence Asset Management (Hong Kong) Limited | RO | Advising on securities | 2021-01-15 | RO | Asset management | 2021-01-15 | 2021-07-20 | Rep | Asset management | 2021-07-20 | 2022-02-23 | RO | Asset management | 2022-02-23 |
| 2 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-12-20 | 2017-07-25 | RO | Dealing in securities | 2017-07-25 | 2024-01-01 |
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