Ki, Chi Chung 祁知重
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2019-05-22 | 2021-03-03 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2019-05-22 | 2021-03-03 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-05-28 | 2015-08-24 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-05-28 | 2015-08-24 |
| 5 | China Harbour International Asset Management Limited | Rep | Advising on securities | 2021-03-22 | 2021-07-22 | Rep | Asset management | 2021-03-22 | 2021-07-22 | RO | Advising on securities | 2021-07-22 | 2023-04-30 | RO | Asset management | 2021-07-22 | 2023-04-30 |
| 6 | Ebang Digital Asset Management Limited | RO | Advising on securities | 2023-05-31 | RO | Asset management | 2023-05-31 |
| 7 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-09-01 | 2017-07-26 | Rep | Dealing in securities | 2015-09-01 | 2017-07-26 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-12-20 | 2012-04-06 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-12-20 | 2012-04-06 |
| 10 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2017-08-15 | 2019-05-07 |
| 11 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-15 | 2019-05-07 |
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