Sze, Alan Man Tai 施文泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2022-08-09 | Rep | Dealing in securities | 2022-08-09 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2011-12-22 | 2019-04-04 | Rep | Advising on securities | 2011-12-22 | 2019-04-04 | Rep | Dealing in securities | 2011-12-22 | 2019-04-04 |
| 3 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-03-30 | 2022-06-24 | Rep | Dealing in securities | 2020-03-30 | 2022-06-24 |
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