Ng, Ka Yee Johnson 吳家兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2015-03-13 | Rep | Dealing in securities | 2015-03-13 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2015-03-13 | Rep | Dealing in securities | 2015-03-13 |
| 3 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2011-12-28 | 2014-08-15 |
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