Cathelin, Sebastien Philippe Roger
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-01-03 | 2012-04-02 | Rep | Dealing in securities | 2012-01-03 | 2012-04-02 | Rep | Dealing in futures contracts | 2015-02-02 | 2015-02-13 | Rep | Dealing in securities | 2015-02-02 | 2015-02-13 | Rep | Dealing in futures contracts | 2015-03-02 | 2019-07-30 | Rep | Dealing in securities | 2015-03-02 | 2019-07-30 |
2 | Vontobel Limited | Rep | Dealing in futures contracts | 2019-11-08 | 2020-01-24 | Rep | Dealing in securities | 2019-11-08 | 2021-01-18 | RO | Dealing in futures contracts | 2020-01-24 | 2021-01-18 |
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