Zhang, Xiaoshi 張笑石
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on futures contracts | 2012-01-03 | 2013-05-10 | Rep | Advising on securities | 2012-01-03 | 2013-05-10 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2013-06-14 | 2015-06-10 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2015-06-22 | 2019-07-26 | Rep | Dealing in securities | 2015-06-22 | 2019-07-26 |
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