Chia, Eddie Pock Yuen 謝博渊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2019-11-04 | 2020-10-23 | Rep | Asset management | 2019-11-04 | 2020-10-23 | RO | Advising on securities | 2020-10-23 | RO | Asset management | 2020-10-23 | RO | Dealing in securities | 2022-06-02 |
| 2 | GaoTeng Global Asset Management Limited | Rep | Advising on securities | 2019-06-24 | 2019-11-01 | Rep | Asset management | 2019-06-24 | 2019-11-01 |
| 3 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2016-12-06 | 2019-06-12 | Rep | Asset management | 2016-12-06 | 2019-06-12 |
| 4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2012-01-06 | 2014-03-28 |
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