Phang, Sui Yang 彭修阳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2012-01-10 | 2016-04-29 | Rep | Dealing in securities | 2012-01-10 | 2016-04-29 | Rep | Dealing in futures contracts | 2013-06-03 | 2016-04-29 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-01-10 | 2013-08-31 |
3 | DRAGON CAPITAL MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2024-08-22 | RO | Asset management | 2024-08-22 |
4 | Neo Risk Investment Advisors Limited | Rep | Advising on securities | 2022-04-25 | 2024-05-09 | Rep | Asset management | 2022-04-25 | 2024-05-09 | RO | Advising on securities | 2024-05-09 | 2024-07-31 | RO | Asset management | 2024-05-09 | 2024-07-31 |
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