Lou, Chao (SFC:AYR613) 樓超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2013-10-02 | 2015-08-10 | Rep | Asset management | 2013-10-02 | 2015-08-10 | Rep | Advising on futures contracts | 2015-07-07 | 2015-08-10 | Rep | Dealing in futures contracts | 2015-07-07 | 2015-08-10 | Rep | Dealing in securities | 2015-07-07 | 2015-08-10 |
| 2 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2012-01-13 | 2013-09-13 | Rep | Asset management | 2012-01-13 | 2013-09-13 |
| 3 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-08-18 | 2017-07-07 | Rep | Asset management | 2015-08-18 | 2017-07-07 |
| 4 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-12-22 | 2021-12-31 | Rep | Asset management | 2017-12-22 | 2021-12-31 | Rep | Dealing in securities | 2017-12-22 | 2021-12-31 |
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