Lou, Chao (SFC:AYR613) 樓超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2012-01-13 | 2013-09-13 |
2 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Asset management | 2012-01-13 | 2013-09-13 |
3 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2013-10-02 | 2015-08-10 |
4 | AllianceBernstein Hong Kong Limited | Rep | Asset management | 2013-10-02 | 2015-08-10 |
5 | AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2015-07-07 | 2015-08-10 |
6 | AllianceBernstein Hong Kong Limited | Rep | Dealing in futures contracts | 2015-07-07 | 2015-08-10 |
7 | AllianceBernstein Hong Kong Limited | Rep | Dealing in securities | 2015-07-07 | 2015-08-10 |
8 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-08-18 | 2017-07-07 |
9 | Samsung Asset Management (Hong Kong) Limited | Rep | Asset management | 2015-08-18 | 2017-07-07 |
10 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-12-22 | 2021-12-31 |
11 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2017-12-22 | 2021-12-31 |
12 | UBS Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2017-12-22 | 2021-12-31 |
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