Chen, Ying (SFC:AYR997) 陳瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2013-10-04 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2012-01-13 | 2013-10-04 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2012-01-13 | 2013-10-04 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2014-01-24 | 2016-11-25 |
| 5 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2017-01-04 | 2019-04-12 |
| 6 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2017-01-04 | 2019-04-12 |
| 7 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2017-12-13 | 2019-04-12 |
| 8 | CMB International Capital Limited | Rep | Advising on corporate finance | 2019-06-17 | 2020-11-16 |
| 9 | CMB International Capital Limited | Rep | Dealing in securities | 2019-06-17 | 2020-11-16 |
| 10 | CMB International Capital Limited | RO | Advising on corporate finance | 2020-11-16 | |
| 11 | CMB International Capital Limited | RO | Dealing in securities | 2020-11-16 |
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